We understand wealth managers. Indeed, our team has extensive in-house experience sitting in the SMF16 and SMF17 chair for firms providing discretionary, advisory, execution-only and AIFM services.

Our clients are both retail and institutionally focussed. They manage discretionary and advisory portfolios and also offer full financial planning services, too. Several of our clients are also investment managers and sponsors to UCITS funds.

We help with the interpretation and practical application of these requirements and implement frameworks to help firms manage their regulatory and operational risks effectively.